Stock Transfer Guide

When completing stock transfers, whether between nominees or from a private client to a Nominee, the requirements remain the same:

1. Receipt of a correctly completed Stock Transfer Form;
2. Money Laundering completed for transferor and, if applicable, transferee (If outstanding for a private client this will result in rejection of the request);
3. Sufficient settled units to transfer; and
4. Gross Declaration (where applicable).

To assist you in correctly completing the Stock Transfer Form, please see the IA Guidance Notes.